Chicago Capital Management Advisors, LLC
Wealth Management For Every Stage Of Life
The content of Chicago Capital Management Advisors, LLC. (CCMA) website is provided for information purposes only. Information, opinions, or recommendations contained in the website are submitted solely for advisory and information purposes. The factual statements have been obtained from sources believed to be reliable but such statements of fact are made without representation to accuracy, completeness, or otherwise. No claim is made as to the accuracy or authenticity of the content of the website. The information is not intended to be construed as an offering or a solicitation of an offer to buy or sell securities or investment advisory services. CCMA does not accept any liability to any person for the information or advice (or the use of such information or advice) which is provided on this web site or incorporated into it by reference. The information on the CCMA website is provided on the basis that all persons accessing the site undertake responsibility for assessing the relevance and accuracy of its content. CCMA accepts no responsibility for information contained in any other sites which can be accessed by hypertext link from these pages or for these sites not being available at all times. CCMA reserves the right to suspend or withdraw access to the pages of this site without notice at any time.
The effects of material market and economic changes will have significant impacts on portfolio returns.
Potential Conflicts of Interest:
Securities contained in each portfolio category have very little relation to the securities recommended to the individual customers of each advisor representative as a separate registered representative of his or her broker dealer. Currently the advisor managers are affiliated with either LaSalle St. Securities, LLC (“LaSalle”) or American Trust Investment Services, Inc. (“ATIS”) as registered representatives. Both firms are members of FINRA and SIPC. Currently clients’ accounts are either held at National Financial Services, LLC (“NFS”), FOLIOfn, Inc. (“FOLIO”) or Interactive Brokers Group, Inc. (“IB”). CCMA will recommend the broker-dealer for each client, and clients may choose another custodian if that custodian will allow CCMA to manage assets through them. In the event that CCMA determines that NFS will be the custodian with trades executed through LaSalle there may be a potential conflict of interest because the principals of CCMA are also registered representatives of one of the broker dealers listed and may make recommendations to customers or get trade requests from customers on securities owned through CCMA at different times or in conflict with the securities held by CCMA customers.by CCMA customers.
Currently, accounts held at NFS are executed through LaSalle for both broker dealers. Both advisor managers are affiliated with broker dealers that execute trades through LaSalle. Neither of the advisor managers, any principal or owner of CCMA will receive commissions for trades executed through LaSalle on behalf of CCMA customers. However, CCMA may retain concessions from fixed price offerings such as public offerings or private placements where no price improvement or discount is possible. Fees for each program are described in Part 2A of Form ADV (ADV2A link below). CCMA advisor representatives will not receive commissions from any transactions executed for their referred clients to CCMA. At any given time, representatives of CCMA may own securities, which are purchased or sold for current CCMA clients.
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ADV2A -Uniform Application for Investment Adviser Registration AND ADV2B