Chicago Capital Management Advisors, LLC
Wealth Management For Every Stage Of Life
Chicago Capital Management Advisors, LLC
Wealth Management for Every Stage of Life
Fees for Services:
Fees are fully transparent of all costs associated, including CCMA as the manager, the Advisor Representative and Infrastructure. Fees are calculated based on total assets per household. The fee will be deducted from the account on a monthly basis, in advance, according to the following schedule. No performance fee is charged.
Plan A: Equity Portfolios and Asset Allocation Portfolio
Fee rate is fixed until revised by both parties (NFS and RBC) Fees:
$100,000-249,999 2.25% $250,000-499,999 2.00% $500,000-999,999 1.75% $1,000,000-2,499,999 1.50% $2,500,000-4,999,999 1.25% $5,000,000-Plus 1.00%
Fixed Income Portfolio Fees: (NFS and RBC) Minimum $100,000-249,999 1.25% $250,000-999,999 1.00% $1,000,000-4,999,999 0.75% $5,000,000-Plus 0.50%
(A miscellaneous mail charge of NFS, $7.00 and RBC $15.00 on each transaction will be charged)
Unsolicited trades will charge an additional $22.00 per transaction. CCMA may retain a concession from fixed price offerings such as; “private placements” or “public offerings” where no price improvement or discount is possible. Plan B: Fee rate is fixed until revised by both parties.
Folio Institutional Portfolio Fees: $100,000-249,999 2.50% $250,000-499,999 2.25% $500,000-999,999 2.00% $1,000,000-2,499,999 1.50% $2,500,000-4,999,999 1.25% $5,000,000-Plus 1.00% (Accounts will pay a $7.25 a month administrative fee per account)
The content of Chicago Capital Management Advisors, LLC (CCMA) website is provided for information purposes only. Information, opinions or recommendations contained in the website are submitted solely for advisory and information purposes. The factual statements have been obtained from sources believed to be reliable but such statements of fact are made without representation to accuracy, completeness or otherwise. No claim is made as to the accuracy or authenticity of the content of the website. The information is not intended to be construed as an offering or solicitation of an offer to buy or sell securities or investment advisory services. CCMA does not accept any liability to any person for the information or advice (or the use of such information or advice) which is provided on this web site or incorporated into it by reference. The information on the CCMA website is provided on the basis that all persons accessing the site undertake responsibility for asserting the relevance and accuracy of its content. CCMA accepts no responsibility for information contained in any other sites which can be accessed by hypertext link from these pages or for these sites not being available at all times. CCMA reserves the right to suspend or withdraw access to the pages of this site without notice at any time.
The effects of material market and economic changes will have significant impacts on portfolio returns.
Potential Conflicts of Interest:
Securities contained in each portfolio category have very little relation to the securities recommended to the individual customers of each advisor representative as a separate registered representative of his or her broker dealer. Currently the advisor managers are affiliated with American Trust Investment Services, Inc. (“ATIS”) as registered representatives. Both firms are members of FINRA and SIPC. Currently clients’ accounts are either held at National Financial Services, LLC (“NFS”), FOLIOfn, Inc. (“FOLIO”) RBC Correspondent Services, and Equity Trust CCMA will recommend the broker-dealer for each client and clients may choose another custodian of that custodian will allow CCMA to manage assets through them. In the event that CCMA determines that NFS will be the custodian with trades executed through LaSalle St. Securities, there may be a potential conflict of interest because the Principals of CCMA are also registered representatives of a broker-dealer and may make recommendations to customers or get trade requests from customers on securities owned by CCMA at different times or in conflict with the securities held by CCMA customers.
Currently, accounts held at NFS are executed through LaSalle Street Securities, LLC and accounts held at RBC are executed through American Trust Investment Services, Inc. The Advisor Managers are affiliated with a brokerdealer that execute trades through both clearing firms. Neither of the Advisor Managers, any Principal or Owner of CCMA will receive commissions for trades executed on behalf of CCMA customers. However, Advisor Representatives may retain concessions from fixed-price offerings such as public offerings or private placements where no price improvement or discount is possible. In these cases, the positions will be dropped from the fee engine and no managers fees will be paid on these positions. Fees for each program are described in Part 2A of Form ADV (ADV2A link below). CCMA Advisor Representatives will not receive commissions from any transactions executed for their referred clients to CCMA. At any given time, representatives of CCMA may own securities which are purchased or sold for current CCMA clients.
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CCMA ADV 2A